← SEC administrative proceedings

Cooper, Sean C.

Investment Advisers Act of 1940 · IA-4063, IC-31554 · 2015-04-16 · File 3-16130

Proceeding

Release Number

IA-4063, IC-31554

Statutory Act

Investment Advisers Act of 1940

File Number

3-16130

Publish Date

2015-04-16

Respondents

• Cooper, Sean C.

Source

Order PDF

SEC.gov

Authoritative

SEC Administrative Proceedings

Machine

JSON-LD · Markdown